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Chapter I 
NEUROPHYSIOLOGY, AN OVERVIEW
Neurophysiology is a study of neurons, nerves, and nervous systems, what they do and
how they do it. A neuron is a cell that is specialized in two of the fundamental properties
of living matter, namely excitability and conductivity. Excitability is the ability to
respond to changes in the environment; conductivity is the ability to convey an impulse or action
potential from one part of the cell to another. In most neurons the portion of the cell which
carries action potentials away from the cell body is called the axon or nerve fiber. Some axons
are very short, a few micrometers in length; some axons are long, in man up to six feet in
length. A nerve is a bundle of these axons originating in various cells. Finally, a nervous system
is the aggregate of all nerve cells within a single organism. It happened that, in the course of
evolution, all but the simplest animals have resorted to the use of a nervous system of some sort
to organize and carry out their behaviors. So it is that the study of the nervous system, in other
words neurophysiology, is fundamental to the study of behavior.
In the discussion of any phenomenon as complex as the nervous system, it is nearly
impossible to present every topic in appropriate sequence without mentioning some ideas, events,
or structures out of order. A brief overview of the topics to be discussed may help the reader
maintain a sense of order even when topics are mentioned before they are discussed in detail. The
nervous system is composed of billions of individual nerve cells, each having its own membrane
that separates electrical charges; in biological tissues those charges are in the form of ions. The
result is that each cell has a resting membrane voltage, or potential, that acts as a source of
potential energy for the workings of the cell. Membrane voltages of nerve cells can change with
time, and these changes can be communicated as signals to other nerve cells or to effector organs
such as glands and muscles. In fact, this is one of the major activities of the nervous system.
If the distances for communication are short, the local changes in voltage can be
communicated directly; however, because the nerve membrane is a poor conductor of electricity,
the local voltage signals would not span distances greater than a millimeter or two. Thus, a
special communication device, the action potential, is used to communicate over great distances,
in large animals over many meters. The action potential is well suited to this purpose because of
its short duration (0.5 msec or so) and rapid conduction (at 1-120 m/sec) without decrement. The
short duration of the action potential allows it to be generated at high frequencies, 500/sec or
more.
Cells communicate with each other by way of special junctions, called synapses. Synapses
are of two types: chemical and electrical. At chemical synapses, the voltage signal in one cell
triggers the release of a chemical transmitter substance onto another cell. This transmitter
substance can either increase the activity of the receiving cell, i.e., increase the likelihood that it
will discharge action potentials, or decrease the activity of the receiving cell, i.e., decrease the
likelihood that it will discharge action potentials. We refer to the former effect as excitation, the
latter effect as inhibition. In addition to these obvious and direct effects, transmitter substances
also can affect neurons indirectly, affecting neurons at some distance from the point of release of
the substance or changing the effectiveness of other transmitter substances.
Electrical synapses do not use transmitter substances, but communicate changes in
membrane voltage directly, and they usually only involve excitation. In mammals, chemical
synapses seem to form the majority of synaptic junctions, but this may simply be because they
have received more study.
The receiving cell is usually influenced synaptically not by one cell but by many. It
integrates the excitatory and inhibitory influences from a number of other cells and, based on this
integration, generates its own signals that, in turn, influence other cells. Understanding this
integrative property of nerve cells is extremely important to understanding how the nervous
system behaves normally and how it malfunctions. Some cells require a lot of synaptic influences
to generate an output; others do not. Most nerve cells require a lot of synaptic input to generate
an output; muscle cells do not. A single action potential arriving at the synaptic junction of an
axon on a muscle, the neuromuscular junction, always causes the healthy muscle to generate a single
action potential of its own and to contract.
Some nervous structures, the receptors, are specialized to receive signals from the external
environment or from the internal environment, i.e., signals about the condition of the body itself.
Receptors use the potential energy of their membrane voltages to respond to these environmental
signals and to generate coded signals of their own that tell the rest of the nervous system what has
been sensed in the environment. The signals are normally trains of action potentials that vary in
pattern or frequency depending upon the qualities of the environmental signals. These action
potential signals are sent over axons into the central nervous system (CNS). Part of the code of
the signal is determined by which particular axon or which particular pathway in the central
nervous system it traverses. Signals in particular pathways are often associated with particular kinds of
sensory events. Much of the study of neurophysiology is a consideration of how sensory systems
code sensory information.
The sensitivity of receptors is variable. It is variable between individuals and between genders. It is variable with the time of day or the time of the month. It depends upon the conscious
state of the individual and what he is doing. What we sense is, therefore, not a constant, but we,
nevertheless, perceive that we and our world are relatively constant. The visual world is made by
several million tiny point-receivers of light (the rods and cones), but we perceive the visual world
as if it were continuous. The brain is responsible for this transformation.
Movements are generated within the central nervous system, both as direct, automatic
responses to sensory signals (the reflexes) and as responses to the environment, more independent
of particular sensory signals. The spinal cord plays a big role in both kinds of movement, both
because it supplies the only effective connection between the nervous system and skeletal muscles
and because it contains the neural machinery that generates most of the reflex activity and other
more complicated activity, such as walking. However, the spinal cord does not normally work
independently of the rest of the nervous system. Important deficits in movement and behavior
occur with disruption of activity at a great many places in the nervous system. These deficits can
range anywhere from small changes in fine tuning of movements, as occur following some damage to
the pyramidal tract, to lack of coordination and synergy of muscle contraction, as occur with
lesions of the cerebellum, to complete absence of any normal activity, as occur with small vascular
lesions of the brain stem.
The "higher functions"--learning, emotion, speaking, thinking--presumably are produced
using the same cellular processes that are involved in simple reflex behavior, but involving these
processes in many different structures.
In dealing with the nervous system, it is natural to ask why animals, including man, have
resorted to the use of nerves instead of some other mechanism for directing their activities. It is
not difficult to conjure up a variety of alternate schemes, some of which are, in fact, found in
nature, but it soon becomes clear that for large organisms, the only practical way, other than a
nervous system, to communicate with or activate a distant part of the body is through the use of
chemical substances, called hormones, that are carried in the blood.
Let's briefly compare both nervous and hormonal systems with respect to some of the
essential features of the nervous system. A primary function of both the nervous system and the
hormonal system is to communicate information from one part of the body to another. Nerve
cells are capable of carrying a signal from the toe of a six foot man to his cerebral cortex in about
25 msec, that is, in about 25/1000 of a second. If a hormone were secreted into the blood at the
toes, it would not be able to reach the cerebral cortex in less than 17 seconds. Speed is at a
premium in the behavior of most animals, and clearly the speed advantage lies with the nervous
system. Can you imagine what would happen to a cat whose righting reflex was mediated by
hormones? A hormone secreted by the vestibular apparatus, which senses orientation, would
reach the muscles of the neck, where righting begins, in let's say about two seconds. In earth's
gravity, an object falls 64 feet in two seconds. This means that a cat would not be able to correctly right
itself if dropped from less than 64 feet above the ground. Clearly, the performance of normal cats
exceeds this level. Of course, where speed is not essential, such as in the regulation of growth,
the hormonal system works perfectly well and, indeed, is used for that purpose.
The same functions served by hormonal systems in a slow organism, or one that does not
need rapid responses, may be served by a neural system in an organism that does need to respond
rapidly. For example, the sensitivity of the eye is variable in most organisms in such a way that, in
bright light, it is less sensitive and, in dim light, it is more sensitive. In relatively slow-moving
crustacea that do not respond rapidly to changes in light intensity, this sensitivity is under
hormonal control, whereas in man and relatively fast-moving insects that do need to respond
rapidly to changes in light intensity, the same mechanism is controlled by the nervous system.
Another major function of the nervous system is to coordinate precisely the contraction of
the various muscles in the body. The hormonal systems also play a role in coordination, but only
for activities that do not require very close timing or abrupt onset and offset. The nervous system
uses brief action potentials to send signals. Because these signals last only a fraction of a
second and travel at high speeds: movements can be started and stopped in a fraction of a
second. In contrast, hormones have half-lives of seconds or minutes and travel about a thousand
times more slowly, because they must be conveyed to the tissues through the vascular system.
Therefore, they cannot start actions quickly or end them quickly. On the other hand, where speed
of response is not essential, hormones can adequately coordinate activity in many tissues in
different places, as they do, for example, in the case of the events surrounding ovulation. Where
prolonged activity is required, hormones again have the advantage. They can act for a long time,
because hormones have long half-lives compared to action potentials. To do the same job,
prolonged nervous activity would be required, which means continuous generation of action
potentials at perhaps higher metabolic costs.
Another difference between nervous control and hormonal control lies in number of target
organs activated at one time. If a given behavior requires the action of several organs to provide
a generalized response, a hormonal system may be well suited, but if only one or a few
organs are required to respond in a specific manner, then nervous control may be better suited.
Were it necessary to control every movement of a normal human with hormones, a hormone or
combination of hormones would be required for every movement, and receptor sites would be
required for several hormones on the same effector organ. Otherwise, an organ would not know what
kind of response to give-small or large, fast or slow. Clearly, the number hormones would be
immense and the system impractical. On the other hand. if it were necessary to regulate growth
with the nervous system, it would require a neural connection to each cell of the body, also an
impractical condition. The nervous system does participate in some generalized responses, but, in
general, the nervous system provides highly specific control of only one or a few organs.
Another essential function of the nervous system is to collect and integrate sensory
information, that is, to combine, analyze, and process information about the environment both
inside and outside the body in order to execute an appropriate response. Because the common
denominator of activity in all sensory systems is changes in electrical potential, it is no problem to
add them together. It is easy to sum electrical potentials. If integration were to be accomplished
by a chemical system, the matter would be much more complicated. One would, for example,
want to distinguish visual events from auditory events, so each sense must use a separate
hormone. Then there is the problem of how to add them together, something like adding apples
and oranges; molecules would have to combine chemically, and then different cells would be
required to respond to all possible ways of combining the hormones. This kind of chemical
integration does occur in hormonal systems, for example, in the control of fat cell activity, but the
number of hormones involved and the total repertoire of responses of the organ is limited
compared to the number of different ways a neuron can respond and the total behavior of an
organism. On the level of a whole organism, the thorny problem for chemical integration is how
to handle something like mathematical computations. It is no doubt obvious by now that nervous
control of behavior does provide certain advantages over all the alternatives. These are:
- increased speed of performance
- increased precision of performance related not only to speed and control of onset and
offset, but also to the way neurons are connected to the organs
- economy of chemistry with no need to synthesize large numbers of hormones
Nervous control of behavior is least efficient in the initiation and organization of generalized or
prolonged responses.
Up to this point in our discussion, we have dealt with the nervous system and neurons as if
their only function was to produce action potentials. Many textbooks, in fact many
neurophysiologists, deal with the nervous system as if this were true. There is now a lot of
evidence of other functions. For example, removing the innervation of a striated muscle results
ultimately in wasting or atrophy of the muscle. This implies that the contact of the nerve is
required for the muscle to maintain its integrity. Not only that, but the nerve determines, at least
to some extent, the contractile properties of the muscle. The characteristic rate of contraction of
a muscle can be altered in a systematic way by denervating it and reinnervating it with the nerve
from a different muscle. It also appears that it is the neuron that induces the formation of myelin
around the axon by the Schwann cells. In addition, the axons probably supply nutrients or some
other factors vital to the maintenance of myelin. The nervous systemalso interacts intimately with the immune system.
Another function of neurons is secretion. We will learn that most neurons communicate
with each other by way of chemical transmitter substances. These substances are synthesized in
the cell body of the neuron, probably stored in the Golgi apparatus, and then transported (axoplasmic transport) down
the axon. There are two rates of transport in this orthograde direction; one is very rapid, of the
order of 410 mm/day (this is amongst the fastest rates of cellular transport for all cells in the
body; fast axoplasmic transport), and the other is relatively slow, of the order of 1-12 mm/day (slow axoplasmic transport). In the terminal portion of
the axon, the transmitter substance is stored for later release by action potentials onto nearby
neurons, whose activity it influences in characteristic ways. In addition, it is now known that
axons transport substances in the retrograde direction, i.e., from the terminals back to the soma,
at a rate of 40-100 mm/day (retrograde axoplasmic transport). The terminal portions of the axon pick up substances from their
environment; proteins are taken up by nerve terminals and transported back to the soma where
they may be used in making other compounds or broken down and used in further synthesis or
eliminated as waste products. It is fascinating that an axon can transport two different substances
in opposite directions along its axon at the same time.
There is also the possibility that neurons may play a role in disease control processes. For
example, sectioning the trigeminal nerve or a part of it for the treatment of chronic pain or for any
other reason is often followed by an outbreak of Herpes zoster virus infection in the area of the
face served by that nerve. Some investigators believe that the virus may be controlled by uptake
into the neurons, and when the neurons are damaged they release their captive viruses into their
terminals in the skin. (My friend, Dr. Robert Grimm, calls this the garbage dump theory.) This notion receives some support from the recurrence of cold sores
(Herpes viral infections) at the same site or at nearby sites over a period of many years. There, of
course, may be other explanations, but the possibility exists that the nerves play some role in
disease control.
How important these nonspike activities of the neurons are to the functioning of the
nervous system is not known. It is possible that they are a major route for interneuronal
communication. It is also possible that they are only manifestations of basic cellular metabolic
processes. The near future may hold the answer.
How did the nervous system of the human come about? The nervous system is subject to
evolutionary pressures in the same way as any other part of an organism. Its structure may be
altered or added to in order to allow the species to survive in a changed or new environment that
requires a new life style. Thus, we might expect to be able to trace the evolution of nervous
systems in fossil records. This has proven difficult to do because nervous tissue is soft, and it is
not preserved the way bones are. However, we do have some idea of the development of nervous
systems. The first organisms were very likely single cells like the amoeba. Because single-celled
animals have all of the characteristics of matter, they must have conductivity and excitability. In
this way, these first single-celled organisms were also the first nervous systems, doing many of the
things more complex systems do. As animals became more complex, it became more efficient to
differentiate cells into functional types. Different tissues appeared and, with them, nerve cells. At
first, nerve cells may have been poorly organized, perhaps in loose bundles with no obvious order;
later, they associated more closely in organized groups called ganglia. Still later the ganglia
became interconnected and coalesced to form what we know as the spinal cord and brain stem. In
the course of phylogeny, some new groups of cells or nuclei were added; later, in different
animals, these nuclei increased in size and complexity, while others decreased or stayed the same.
The cerebral cortex made its first appearance in evolution among the reptiles and then gradually
changed in size and complexity to reach its current configuration in the human brain.
The phylogenetic development of the nervous system may be characterized by analogy to
the wooden blocks you played with as a child. At first, there were just a few blocks strewn on the
floor, but you quickly put them in order to form a framework. Then you reached into the box and
picked out a few more blocks and added them to your construction as they were needed. The
basic foundation remained, you just added more blocks on top. In the same way, the framework
of the spinal cord evolved with its basic neural connections that provide the reflexes. As
environments changed, for example from wet to dry as previously aquatic species emerged onto
the land, pressures were applied to the species, forcing them to change their behavior or die out.
In many successful species, this meant modification of the basic framework in the spinal cord and
brain stem and, in some cases, the addition of new structures. Each new structure was capable of
modifying the activity of the basic framework. Even in the human brain, so-called higher centers,
such as the cerebral cortex, work by modifying the activity of lower centers, but these higher
centers are not capable of controlling behavior by themselves. It is this modification of the basic
reflex activity and not direct control of muscle contraction, that leads to the fluid, continuous
activity characteristic of the higher mammals, including man.
To summarize, the functions of the nervous system are as follows:
- Communication
- Sensation
- Integration
- Coordination
- Movement or secretion
- Behavior
In our study of the nervous system, we consider these functions more or less in this order.
By the term communication, we mean simply getting information from one place in the body to
another, usually by transmission of nerve impulses. In order to understand this process, we must
know how impulses are generated and propagated, i.e., how nerve cells carry signals and transmit
information to other nerve cells, muscles and glands. The study of sensation involves
consideration of what features in our environment can be sensed, of the different organs used to
sense; of the process of transduction, i.e., converting energy (be it mechanical, thermal or light)
into a form that can be used by the nervous system, namely the action potential; and of how these
processes finally lead to a "sensation." This last topic includes some consideration of how the
activity of the nervous system relates to what we sense. Integration is the combination and
comparison of information from various sensory organs and from memory to be used in making
decisions about behavior. Movement and secretion are, of course, the end products of all the
machinations of the nervous system, and when numerous movements or secretions are assembled
together into complex patterns that are modifiable by experience over time, the result is termed
behavior. It is the understanding of behavior that is the final goal of neurophysiology and, as
such, it is the topic about which the least can be said, in the inclusive sense. We will discuss
stereotyped behaviors like the reflexes and a few more
complex behaviors like sleeping, speaking, and learning, but what we can say about them will be
superficial compared to the complexity of behaviors themselves. We know relatively little about the learning process or the coordination that allows a swift to fly at 140 miles
per hour through a slit in a wall only slightly larger than its body. Neither can we say much
about the mechanisms of personality or of consciousness. Though our understanding of these
phenomena is in its infancy, new "facts" are being turned up all the time; and existing knowledge
is, at the same time, perplexing and fascinating.
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